spacer.png, 0 kB
Home

Downloads

Downloads Home »  Securities And Exchange Commission related docs

DocumentsDate added

Order by : name | date | hits | [ descendent ]
file icon SEC filings by client of PriceWaterhouseCoopers and HBD
16.07.2008
This document is a letter requested by Marc J. Fagel, associate Regional Director for the Securities and Exchange Commission, during a phone call wherein facts were revealed concerning failures to comply with mandatory reporting of the resignation of directors by the public company Aureal, Inc.  Such facts being far more egregious than the facts surrounding the enforcement action against HP for failing to disclose the reason behind a director resignation as stated in the press release by Marc J. Fagel and Linda Chatman Thomsen of the SEC.  Significantly, this letter details the control relationship over the non-complying Registrant by a multi-billion dollar hedge fund known as Oaktree Capital.  The resulting actions of the SEC will indicate whether the bold pronouncements by Ms. Thomsen re: firm regulatory action against hedge funds will truely apply to all such entities, including: hedge funds which hire former U.S. government attorney employees of the DOJ for services related to the acts.
Hits: 67
spacer.png, 0 kB